Joseph O'haver
Joseph O'haver is a registered investment advisor at O'haver Wealth Management, LLC, based in Newark, NY, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 46 clients with $3.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
438 East Union Street, Newark, NY, 14513
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
May 2018Employment Separation After Allegations
May 2011Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Joseph provides financial sales and services through O'Haver Financial, LLC, including selling various insurance products. He also offers tax preparation, payroll, and property & casualty insurance services through O'Haver Securities, LLC and Nichols Financial Services, spending about half his time on these activities.
Employment History
Current Registrations
O'haver Wealth Management, LLC
Previous Registrations
Ibn Financial Services, INC
Ibn Financial Services, INC.Broker
Sagepoint Financial, INC.Broker
Ibn Financial Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.