Max Kimball is a registered investment advisor, based in San Francisco, CA, with 16 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Max provides office support for Signature Real Estate Utah and is a real estate agent in Nevada. These activities take minimal time and are not investment related.
Employment History
Current Registrations
Sofi Securities LLCBroker
June 2019 - Present · 6 yrs 11 mos
Sofi Wealth LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Morgan Stanley
September 2014 - October 2017 · 3 yrs 1 mo
Morgan StanleyBroker
January 2014 - October 2017 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
March 2011 - November 2013 · 2 yrs 8 mos
E*trade Securities LLCBroker
July 2008 - May 2010 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
January 2008 - July 2008 · 6 mos
Fidelity Investments Institutional Services Company, INC.Broker
May 2007 - January 2008 · 8 mos
State Registrations1 state
UT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.