Nicholas Poe
Nicholas Poe is a registered investment advisor at Highpoint Planning Partners, based in Downers Grove, IL, with 14 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 8,096 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HighPoint Advisor Group charges an annual fee based on the value of your portfolio, ranging from 0% to 2.20%. This fee is billed quarterly in advance. If you end your agreement before the quarter is over, you'll receive a prorated refund for the remaining days.
Location
2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is involved in several business activities, including multiple DBAs for his LPL business, providing investment advisory services through Highpoint Advisor Group, and real estate rental through Southern Magic, LLC. He also works with PWA Insurance Services, LLC, selling non-variable insurance.
Employment History
Current Registrations
Highpoint Planning Partners
LPL Financial LLCBroker
Previous Registrations
Jennings & Associates Financial Advisors, LLC
Keystone Financial Group, LLC
LPL Financial LLCBroker
LPL Financial LLCBroker
LPL Financial CorporationBroker
Money Concepts Capital CORPBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.