Steven Wilkinson is a registered investment advisor at 3(38) Investment Fiduciaries, based in Simi Valley, CA, with 18 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 175 clients with $840M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
3(38) Investment Fiduciaries' fees for retirement plan clients are based on a percentage of plan assets, generally ranging from 0.02% to 0.50% annually, depending on the services provided. Alternatively, the firm offers a fixed investment management fee based on the nature and scope of services.
Location
3355 Cochran Street, Suite 101, Simi Valley, CA, 93063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an independent insurance agent for various companies and the CEO of (k)quote, a technology company for retirement plan recordkeeper bids, dedicating about 10-20% of his time. He also owns rental real estate, requiring minimal time.
Employment History
Current Registrations
3(38) Investment Fiduciaries
Monarch Plan Advisors
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
401(k) Advisors, INC.
Financial Telesis, INC.
Financial Telesis INCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.