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Steven Wilkinson

3(38) Investment Fiduciaries
18 Years of Experience
Simi Valley, CA
Sells Insurance
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Steven Wilkinson is a registered investment advisor at 3(38) Investment Fiduciaries, based in Simi Valley, CA, with 18 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 207 clients with $1B in assets under management.

3(38) Investment Fiduciaries
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$1.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3355 Cochran Street, Suite 101, Simi Valley, CA, 93063

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is an independent insurance agent for various companies and the CEO of (k)quote, a technology company for retirement plan recordkeeper bids, dedicating about 10-20% of his time. He also owns rental real estate, requiring minimal time.

Employment History
Current Registrations
3(38) Investment Fiduciaries
October 2018 - Present · 8 yrs
Monarch Plan Advisors
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Cambridge Investment Research Advisors, INC.
August 2014 - December 2017 · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
August 2014 - December 2017 · 3 yrs 4 mos
401(k) Advisors, INC.
May 2013 - February 2014 · 9 mos
Financial Telesis, INC.
July 2010 - August 2014 · 4 yrs 1 mo
Financial Telesis INCBroker
July 2010 - August 2014 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - July 2010 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2008 - July 2010 · 1 yr 11 mos
Wells Fargo Investments, LLC
April 2007 - September 2007 · 5 mos
Wells Fargo Investments, LLCBroker
April 2007 - September 2007 · 5 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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