Steven Bandy is a registered investment advisor at LPL Financial LLC, based in Weston, WI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4903 Schofield Avenue, Weston, WI, 54476
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven operates under the DBA CoVantage Retirement & Investment Services for his LPL business and works as a financial advisor at CoVantage Credit Union full-time. He also co-owns Camp Bandy (since 1999) and B&B Capitol Group LLC (since 1998) for real estate rental income, dedicating about 10% of his time and minimal time, respectively.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Abacus Investments, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.