Shelly Floyd
Shelly Floyd is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 4 years of industry experience. Shelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4505 Pine Tree Circle, Suite 101, Birmingham, AL, 35243
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shelly provides administrative support for Vision Financial Group, including reception, accounting, and client services. This takes about half of her time, primarily during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
State Registrations1 state
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