Carlisle Mott is a registered investment advisor at LPL Financial LLC, based in Leonard, TX, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
107 Fannin Street, Leonard, TX, 75452
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlisle is a business owner of Celeste Mini Storage and Mott Cattle Company, and also owns real estate rentals through Hopewood Properties. Additionally, Carlisle is involved with Cornerstone Wealth Management, Carlisle Mott Financial, LLC, Cornerstone Wealth Portfolios, and non-variable insurance, dedicating about 10-20% of their time to each.
Employment History
Current Registrations
LPL Financial LLC
Cornerstone Wealth Management, LLC
LPL Financial LLCBroker
Previous Registrations
360 Wealth Management, LLC
Edward Jones
Edward JonesBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.