Cory Allen is a CFP-designated registered investment advisor, based in Manasquan, NJ, with 18 years of industry experience.
Location
229 East Main St, Manasquan, NJ, 08736
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cory works as a Wealth Advisor for Mariner Wealth Advisors and as a Registered Rep for MSEC, LLC. Both roles are investment-related and take up full-time hours during securities hours.
Employment History
Current Registrations
Msec, LLCBroker
June 2017 - Present · 8 yrs 11 mos
Mariner Wealth
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Mariner Wealth Advisors
September 2015 - December 2018 · 3 yrs 3 mos
LPL Financial LLC
May 2012 - July 2015 · 3 yrs 2 mos
LPL Financial LLCBroker
April 2012 - July 2015 · 3 yrs 3 mos
Hartford Life Distributors, LLCBroker
August 2011 - April 2012 · 8 mos
Cco Investment Services CORP.
May 2009 - August 2011 · 2 yrs 3 mos
Cco Investment Services CORP.Broker
May 2009 - August 2011 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - May 2009 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - May 2009 · 2 yrs
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.