David Coppola
David Coppola is a registered investment advisor at LPL Financial LLC, based in Waterbury, CT, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
123 Bank Street 1st Floor, Waterbury, CT, 06702
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2021Other Business Activities
David is a drummer, dedicating a few hours per week to this activity. He also operates Webster Investments as a DBA for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
LPL Financial LLC
LPL Financial LLCBroker
Uvest Financial Services Group, INC.Broker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.