Matthew Phillips
Matthew Phillips is a CFP-designated registered investment advisor at K2 Financial INC., based in Glendora, CA, with 10 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 393 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
Investment advisory fees typically range from 0.50% to 1.35% annually, and are negotiable at the sole discretion of the advisor.
Fee Estimator
Location
233 S. Glendora Ave., Glendora, CA, 91741
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew works as an IAR for K2 Financial, an agent/producer for K2 Benefits Group (selling insurance), and a planner/agent and senior service advisor for Krellwitz, Kurimoto & Associates. He dedicates minimal time to K2 Financial, about 10-20% of his time to K2 Benefits Group, and nearly full-time to Krellwitz, Kurimoto & Associates, where he offers clients insurance.
Employment History
Current Registrations
K2 Financial INC.
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Legend Advisory, LLC
Waddell & Reed
Waddell & ReedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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