Steven Shorley
Steven Shorley is a registered investment advisor at Transce3nd LLC, based in St Peters, MO, with 7 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 1,620 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TE3 provides investment management services through a wrap program, with fees calculated as a percentage of your portfolio. The wrap program fees do not exceed 1.65% and cover the costs charged by TE3, AEWM, any other third-party partners we utilize and the custodian (Schwab/Fidelity). The specific advisory fees are custom per client based on services provided based on the entirety of their relationship with the firm. A lower fee percentage may not always reflect a lower fee amount.
Location
1441 Triad Center Dr, St Peters, MO, 63376
Get directionsHistory
Regulatory History (2)
Financial
May 2018Financial
January 2018Other Business ActivitiesSells Insurance
Steven offers voluntary benefits to businesses through Allstate Benefits DBA Shorley's Tax and Accounting Professionals, LLC and provides tax preparation services and insurance (including fixed index annuities and life insurance) through L&S Capital Investments LLC, dba Summit Tax and Wealth Advisory LLC, taking about a quarter of his time. He also owns a photography business, is a partner in a real estate holding company, and is a registered representative for Madison Avenue Securities and Transce3nd, LLC, dedicating full-time hours to the latter.
Employment History
Current Registrations
Transce3nd LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
Ae Wealth Management, LLC
Kalos Management
Kalos Capital, INC.Broker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.