Thomas Walker is a registered investment advisor at Rooted Financial Group, LLC, based in Tigard, OR, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 254 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rooted Financial generally charges between 0.50% and 2.00% per year to manage your investments. In some cases, they may charge a flat fee between $1,000 and $100,000 per year. Fees are negotiable and may be higher or lower based on the size of your account and the complexity of your assets. If Rooted Financial uses a separate manager for your account, you will pay that manager's fees in addition to Rooted Financial's fees.
Location
7307 Southwest Beveland Road, Suite 200, Tigard, OR, 97223
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas works as a financial advisor/broker for DMK Advisor Group. This activity requires minimal time.
Employment History
Current Registrations
Rooted Financial Group, LLC
Previous Registrations
Dmk Advisor Group, INC.
Dmk Advisor Group, INC.Broker
Pace Financial Advisors
Arkos Global Advisors, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Financial Advocates Investment Management
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.