David Haltiner is a registered investment advisor at Neuberger Berman Bd LLC, based in Charlotte, NC, with 6 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2020 - Present · 5 yrs 10 mos
Neuberger Berman Bd LLCBroker
October 2020 - Present · 5 yrs 11 mos
Neuberger Berman Bd LLC
October 2020 - Present · 5 yrs 11 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
September 2007 - July 2008 · 10 mos
State Registrations3 states
NCNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.