Delfin Llamas is a registered investment advisor, based in Charlotte, NC, with 15 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Advisers, INC.
July 2025 - Present · 1 yr 2 mos
Vanguard Marketing CorporationBroker
July 2025 - Present · 1 yr 2 mos
Vanguard Marketing Corporation
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2024 - April 2025 · 11 mos
Advice and Planning Services
May 2024 - April 2025 · 11 mos
Vanguard Advisers, INC.
July 2021 - December 2022 · 1 yr 5 mos
Vanguard Marketing CorporationBroker
November 2010 - December 2022 · 12 yrs 1 mo
Banc of America Investment Services, INC.Broker
August 2008 - March 2009 · 7 mos
E*trade Securities LLCBroker
April 2007 - July 2008 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.