Keith Ellis is a registered investment advisor at Morgan Stanley, based in Baltimore, MD, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1300 Thames Street, Thames Street Wharf, Baltimore, MD, 21231
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2025 - Present · 6 mos
Morgan StanleyBroker
November 2025 - Present · 6 mos
Previous Registrations
Homestead Advisers CORP.
November 2023 - April 2025 · 1 yr 5 mos
Homestead Financial Services CORP.Broker
June 2018 - April 2025 · 6 yrs 10 mos
Ef Legacy Securities, LLCBroker
April 2016 - March 2017 · 11 mos
Sanders Morris Harris LLCBroker
March 2014 - April 2016 · 2 yrs 1 mo
T. Rowe Price Investment Services, INC.Broker
August 2007 - March 2013 · 5 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.