James Carroll is a CFP-designated registered investment advisor at Morgan Stanley, based in Palm Harbor, FL, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
4114 Woodlands Parkway, Suite 200, Palm Harbor, FL, 34685
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works for Carroll's Building Materials, a wholesale/distribution and construction/engineering company, as an employee and officer since January 2022. He spends minimal time on accounting and bookkeeping tasks after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
The New Penfacs INC.Broker
Raymond James & Associates, INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations45 states
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