Joseph Sunwoo is a CFP-designated registered investment advisor, based in Bellevue, WA, with 17 years of industry experience.
Location
Bellevue, WA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alliancebernstein L.P.
January 2024 - Present · 2 yrs 4 mos
Alliancebernstein Investments, INC.
January 2024 - Present · 2 yrs 4 mos
Alliancebernstein Investments, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
American Funds Distributors, INC.Broker
April 2023 - January 2024 · 9 mos
American Funds Distributors, INC.
April 2023 - January 2024 · 9 mos
Franklin Distributors, LLCBroker
July 2021 - April 2023 · 1 yr 9 mos
Franklin Templeton Financial Services CORP.Broker
August 2019 - July 2021 · 1 yr 11 mos
Franklin/templeton Distributors, INC.Broker
May 2014 - July 2021 · 7 yrs 2 mos
American Funds Distributors, INC.
January 2014 - May 2014 · 4 mos
American Funds Distributors, INC.Broker
January 2009 - May 2014 · 5 yrs 4 mos
State Registrations3 states
CAHIWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.