Joseph Won is a registered investment advisor, based in Pflugerville, TX, with 6 years of industry experience.
Location
Pflugerville, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
October 2023 - Present · 2 yrs 7 mos
Empower Financial Services, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Empower Financial Services, INC.
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - December 2018 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - December 2018 · 1 yr 6 mos
Wells Fargo Advisors, LLC
December 2008 - April 2010 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
December 2008 - April 2010 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - December 2008 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - December 2008 · 1 yr 7 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.