Casey Hoffman is a registered investment advisor at Morgan Stanley, based in Leawood, KS, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
11161 Overbrook Road, Suite 225, Leawood, KS, 66211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
November 2023 - Present · 2 yrs 10 mos
Morgan Stanley
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - October 2023 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - October 2023 · 4 yrs 3 mos
Sterne Agee Investment Advisors, INC.
November 2010 - November 2011 · 1 yr
Sterne Agee Financial Services, INC.Broker
August 2010 - November 2011 · 1 yr 3 mos
Waddell & Reed, INC.
October 2009 - August 2010 · 10 mos
Waddell & Reed, INC.Broker
May 2007 - August 2010 · 3 yrs 3 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.