Sarah Thomas is a registered investment advisor, based in Warrior, AL, with 17 years of industry experience.
Location
Warrior, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2026 - Present · 4 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 4 mos
Raymond James Financial Services, INC.
January 2026 - Present · 4 mos
Previous Registrations
Raymond James & Associates, INC.
April 2022 - December 2025 · 3 yrs 8 mos
Raymond James & Associates, INC.Broker
April 2022 - December 2025 · 3 yrs 8 mos
Raymond James & Associates, INC.
April 2022 - April 2022 · 0 mos
Wells Fargo Clearing Services, LLC
January 2017 - April 2022 · 5 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
December 2016 - April 2022 · 5 yrs 4 mos
Wells Fargo Advisors
December 2016 - December 2016 · 0 mos
Proequities, INC.Broker
January 2015 - December 2016 · 1 yr 11 mos
First Advisors Capital, INC.
September 2014 - December 2016 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2013 - September 2014 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - September 2014 · 1 yr 2 mos
Wells Fargo Advisors, LLC
February 2009 - June 2013 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
March 2008 - June 2013 · 5 yrs 3 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.