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Catherine Konicek

14 Years of Experience
Cedar Rapids, IA
Broker

Catherine Konicek is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cedar Rapids, IA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

200 5th Avenue Se, Suite 102, Cedar Rapids, IA, 52401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
February 2021 - Present · 5 yrs 7 mos
Robert W. Baird & CO. Incorporated
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Securities Management & Research, INC.Broker
June 2019 - February 2021 · 1 yr 8 mos
Berthel, Fisher & Company Financial Services, INC.Broker
May 2019 - February 2021 · 1 yr 9 mos
Bfc Planning, INC.
May 2019 - February 2021 · 1 yr 9 mos
Hawkins Wealth Management
May 2018 - May 2019 · 1 yr
RBC Capital Markets, LLC
March 2011 - August 2017 · 6 yrs 5 mos
RBC Capital Markets, LLCBroker
September 2010 - August 2017 · 6 yrs 11 mos
State Registrations40 states
ALAZCACOCTFLGAIAIDILINKSKYLAMAMDMIMNMOMTNCNENHNJNVNYOHOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.