NP
NP

Nicole Pollard

18 Years of Experience
St Louis, MO
Broker

Nicole Pollard is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, St Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicole owns Colee's Smart Art, an Etsy store selling photographic art and handmade items, since February 2023. She spends a few hours per week on this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2009 - Present · 17 yrs
Raymond James & Associates, INC.Broker
May 2009 - Present · 17 yrs
Raymond James & Associates, INC.
May 2009 - Present · 17 yrs
Previous Registrations
Wells Fargo Advisors, LLC
November 2008 - May 2009 · 6 mos
Wachovia Securities, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
State Registrations5 states
ALFLILMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.