James Lee is a registered investment advisor, based in Great Neck, NY, with 17 years of industry experience.
Location
98 Cutter Mill Road, Suite 273 South, Great Neck, NY, 11021
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James works as an Investment Advisor Representative for Level Four Advisory Services, LLC, an SEC registered investment advisor. He dedicates nearly full-time hours to this role.
Employment History
Current Registrations
Level Four Financial, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Level Four Advisory Services
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Mid-Atlantic Securities, INC.
January 2019 - October 2022 · 3 yrs 9 mos
Mid-Atlantic Securities, INC.Broker
November 2008 - October 2022 · 13 yrs 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.