KI
KI

Keith Inouye

18 Years of Experience
Honolulu, HI
Broker

Keith Inouye is a registered investment advisor, based in Honolulu, HI, with 18 years of industry experience.

Location

999 Bishop Street, Floor 2, Honolulu, HI, 96813

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Keith is an associate/employee at First Hawaiian Advisors and First Hawaiian Bank, referring advisors and facilitating investing for bank customers, respectively. He also manages AB Services LLC, a general business consulting LLC, but it has been idle since inception; all activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
March 2011 - May 2017 · 6 yrs 2 mos
Bancwest Investment Services, INC.Broker
March 2011 - May 2017 · 6 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
State Registrations1 state
HI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.