Frederick Guist
Frederick Guist is a registered investment advisor at LPL Financial LLC, based in Janesville, WI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14 S Jackson St Suite 100, Janesville, WI, 53548
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Regulatory History (1)
Customer Dispute
July 2020Other Business ActivitiesSells Insurance
Frederick is an advisor at Guist Wealth Advisors, Inc. since 2007, focusing on non-variable insurance, dedicating about half his time, with a few hours during securities trading. He also works as a notary, dedicating minimal time, and is the owner and president of a financial planning agency.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.