SP
SP

Sheila Penley

18 Years of Experience
Abingdon, VA
Broker

Sheila Penley is a registered investment advisor, based in Abingdon, VA, with 18 years of industry experience.

Location

143 W Main St, Abingdon, VA, 24210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cary Street Partners
July 2009 - Present · 17 yrs
Cary Street Partners
July 2009 - Present · 17 yrs
Cary Street PartnersBroker
July 2009 - Present · 17 yrs
Previous Registrations
Banc of America Investment Services, INC.
August 2008 - August 2009 · 1 yr
Banc of America Investment Services, INC.Broker
January 2008 - August 2009 · 1 yr 7 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sheila Penley - Financial Advisor | TrueAdvisor