Joshua Topp
Joshua Topp is a ChFC-designated registered investment advisor at Flagship Harbor Advisors, LLC, based in Prospect, CT, with 19 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,373 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual investment advisory fee generally ranges from 0.25% to 2.00% of assets under management, depending on the amount and type of assets. Fees are negotiable.
Fee Estimator
Location
Prospect, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua sells non-variable insurance products, dedicating minimal time to this activity. He also operates Flagship Harbor Advisors as a DBA for his LPL business and as a Registered Investment Advisor, spending about 10-20% of his time on the latter. Finally, he operates Northern Peak Financial as a DBA for his LPL business, spending about a quarter of his time during securities trading.
Employment History
Current Registrations
Flagship Harbor Advisors, LLC
LPL Financial LLCBroker
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
Wells Fargo Advisors, LLC
Wachovia Securities, LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.