John Terlau is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fort Thomas, KY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
155 N Fort Thomas Ave Ste 300, Fort Thomas, KY, 41075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates his LPL business under the DBA Terlau Financial since 2017. This activity takes up his full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ross, Sinclaire & Associates, LLC
Ross, Sinclaire & Associates, LLCBroker
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.