James Woodruff is a CFP-designated registered investment advisor, based in Birmingham, AL, with 18 years of industry experience.
Location
2100 Southbridge Parkway, Suite 650, Birmingham, AL, 35209-1317
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the owner of Jamestown Wealth, dedicating a few hours per week, and is affiliated with CIRA as an IAR, spending nearly full-time hours there.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2022 - Present · 3 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2016 - November 2022 · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
August 2016 - November 2022 · 6 yrs 3 mos
Fsc Securities Corporation
May 2014 - August 2016 · 2 yrs 3 mos
Fsc Securities CorporationBroker
April 2014 - August 2016 · 2 yrs 4 mos
LPL Financial LLC
May 2013 - April 2014 · 11 mos
LPL Financial LLCBroker
May 2013 - April 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - June 2013 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - June 2013 · 4 yrs 9 mos
Wachovia Securities, LLC
September 2007 - December 2008 · 1 yr 3 mos
Wachovia Securities, LLCBroker
August 2007 - December 2008 · 1 yr 4 mos
State Registrations5 states
ALCOMSTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.