CO
CO
Cheng Ong
17 Years of Experience
San Francisco, CA
1 DisclosureBroker
Cheng Ong is a registered investment advisor at Hsbc Securities (USA) INC., based in San Francisco, CA, with 17 years of industry experience. Cheng operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
One Embarcadero Center, Floor 34, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
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Criminal
May 2002Final Disposition
Employment History
Current Registrations
Hsbc Securities (USA) INC.
July 2024 - Present · 1 yr 10 mos
Hsbc Securities (USA) INC.
October 2023 - Present · 2 yrs 7 mos
Hsbc Securities (USA) INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Services LLCBroker
May 2022 - April 2023 · 11 mos
Hsbc Securities (USA) INC.Broker
June 2013 - February 2022 · 8 yrs 8 mos
Citigroup Global Markets INC.Broker
September 2011 - June 2013 · 1 yr 9 mos
Hsbc Securities (USA) INC.Broker
June 2007 - April 2011 · 3 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.