Michael Alonso is a registered investment advisor, based in Charlotte, NC, with 18 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
October 2020 - Present · 5 yrs 11 mos
Vanguard Marketing CorporationBroker
October 2020 - Present · 5 yrs 11 mos
Vanguard Advisers, INC.
October 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2018 - October 2020 · 1 yr 11 mos
Wells Fargo Clearing Services, LLC
November 2018 - October 2020 · 1 yr 11 mos
TD Ameritrade, INC.
February 2018 - October 2018 · 8 mos
TD Ameritrade Investment Management, LLC
February 2018 - October 2018 · 8 mos
TD Ameritrade, INC.Broker
February 2018 - October 2018 · 8 mos
Scottrade Investment Management
May 2017 - February 2018 · 9 mos
Scottrade, INC.Broker
February 2010 - February 2018 · 8 yrs
T. Rowe Price Advisory Services, INC.
April 2008 - August 2009 · 1 yr 4 mos
T. Rowe Price Investment Services, INC.Broker
April 2008 - August 2009 · 1 yr 4 mos
Morgan Stanley & CO., Incorporated
May 2007 - February 2008 · 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - February 2008 · 10 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.