MH
MH

Mark Hornung

18 Years of Experience
Chicago, IL
Broker

Mark Hornung is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

123 N Wacker Dr Ste 2300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark operates IHT Financial Services as a DBA for his LPL business, dedicating full-time hours to it. He also runs Hornung Financial Planning LLC for tax and investment purposes, spending about a quarter of his time on it.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs
LPL Financial LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Edward Jones
January 2009 - May 2024 · 15 yrs 4 mos
Edward JonesBroker
October 2008 - May 2024 · 15 yrs 7 mos
Adp Broker-Dealer, INC.Broker
April 2007 - June 2008 · 1 yr 2 mos
State Registrations11 states
AZCAFLIAILINMSNCNVOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Hornung - Financial Advisor | TrueAdvisor