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Andrew Bray

Mma Securities LLC
19 Years of Experience
Greensboro, NC
BrokerSells Insurance
View SEC Summary
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Andrew Bray is a registered investment advisor at Mma Securities LLC, based in Greensboro, NC, with 19 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 10,839 clients.

Mma Securities LLC
Compensation
Commission-BasedFixed/Hourly
Firm Size
175 advisors
Number of Clients
10,839 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):

  • In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
  • MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
View Full SEC Brochure

Location

701 Green Valley Rd, Suite 308, Greensboro, NC, 27408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an employee of Marsh & McLennan Agency LLC, conducting non-investment related business activities supporting their insurance services. He is also an investment adviser representative of MMA Asset Management LLC, providing wealth management and financial planning services.

Employment History
Current Registrations
Mma Securities LLC
April 2023 - Present · 3 yrs 6 mos
Mma Securities LLC
April 2023 - Present · 3 yrs 6 mos
Mma Asset Management LLC
April 2023 - Present · 3 yrs 6 mos
Mma Securities LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLC
May 2010 - April 2023 · 12 yrs 11 mos
LPL Financial LLCBroker
May 2010 - April 2023 · 12 yrs 11 mos
Ameriprise Financial Services, INC.
September 2008 - May 2010 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
July 2007 - May 2010 · 2 yrs 10 mos
State Registrations25 states
AZCACOCTDCDEFLGAIDMAMNNCNENYOHOKPASCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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