Nicholas Wheeler is a registered investment advisor, based in Cincinnati, OH, with 17 years of industry experience.
Location
9999 Carver Road, Suite 130, Cincinnati, OH, 45242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. About 90% of Nicholas's time is dedicated to his role as an investment advisor representative, with the remainder spent as a registered representative.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Octavia Wealth Advisors LLC
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.