Katherine Medina is a registered investment advisor, based in Wilmington, NC, with 18 years of industry experience.
Location
929 N Front Streeet, Suite 730, Wilmington, NC, 28401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is the Board Vice President of the Cape Fear Literacy Council and a member of the CFP Board's Council on Examinations, dedicating minimal time and a few hours per week, respectively. Katherine also sells fixed annuities, whole life, and/or health insurance.
Employment History
Current Registrations
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations14 states
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