Mohamed Alsoraimi is a registered investment advisor, based in San Diego, CA, with 12 years of industry experience.
Location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mohamed owns Sierra Regulatory Consulting, LLC, formed in 2022 for occasional regulatory consulting work. He dedicates a few hours per week to this non-investment related activity.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
January 2018 - Present · 8 yrs 6 mos
Kingswood Wealth Advisors, LLC
January 2018 - Present · 8 yrs 6 mos
Previous Registrations
Ef Hutton LLCBroker
June 2020 - January 2024 · 3 yrs 7 mos
Niagara International Capital LimitedBroker
January 2018 - December 2018 · 11 mos
Sorrento Pacific Financial, LLCBroker
July 2017 - December 2017 · 5 mos
Sorrento Pacific Financial, LLC
July 2017 - December 2017 · 5 mos
Cuso Financial Services, L.P.Broker
April 2015 - December 2017 · 2 yrs 8 mos
Cuso Financial Services, L.P.
April 2015 - December 2017 · 2 yrs 8 mos
Sagepoint Financial, INC.Broker
October 2014 - March 2015 · 5 mos
TD Ameritrade, INC.Broker
January 2008 - February 2009 · 1 yr 1 mo
AXA Advisors, LLCBroker
May 2007 - August 2007 · 3 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.