Taeyoon Kim is a registered investment advisor, based in Newport Beach, CA, with 17 years of industry experience.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Taeyoon is an officer and board member of the Korean American Coalition San Diego since 2011. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2009 - August 2023 · 14 yrs 2 mos
Securian Financial Services, INC.Broker
May 2009 - August 2023 · 14 yrs 3 mos
Metlife Securities INC.Broker
January 2009 - April 2009 · 3 mos
State Registrations11 states
CACOCTMNNCNMNVNYORTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.