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Erika Romance

16 Years of Experience
Fort Lauderdale, FL
Broker

Erika Romance is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erika is the Vice-President and authorized signer for a business account at Distriglobal USA, Inc. She also owns rental real estate property in North Carolina since February 2024, handling property management.

Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Voya Financial Partners, LLC
November 2016 - March 2021 · 4 yrs 4 mos
Voya Financial Partners, LLCBroker
November 2016 - March 2021 · 4 yrs 4 mos
John Hancock Distributors LLCBroker
April 2015 - September 2016 · 1 yr 5 mos
Morgan Stanley
February 2013 - March 2015 · 2 yrs 1 mo
Morgan StanleyBroker
February 2011 - March 2015 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - February 2011 · 5 mos
Morgan Keegan & Company, INC.Broker
August 2009 - June 2010 · 10 mos
State Registrations22 states
AZCACOCTDCFLGAINMAMDMINCNJNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Erika Romance - Financial Advisor | TrueAdvisor