Brittany Matthies is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 15 years of industry experience. Brittany operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
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Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
200 Vesey St., New York, NY, 10281
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brittany is an independent contractor/consultant for Norwex, a cleaning product manufacturer, but does not actively market the products. She is also an officer (Secretary) for the Swan River Montessori Charter School's Parent Teacher Organization, dedicating minimal time to organizing school events and recording meeting minutes.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations1 state
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