Ruperto Roman
Ruperto Roman is a registered investment advisor at Cetera Investment Advisers LLC, based in Coral Springs, FL, with 18 years of industry experience. Ruperto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Coral Springs, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ruperto is a tax preparer for Roman Enterprises & Associates Inc. since 2015, dedicating a few hours per week. He also co-owns JLTD Inc. with his spouse since 2018, providing business consulting, financial development, outsourced CFO services, and accounting services, taking nearly full-time hours. Ruperto is also the owner of Dreams to Reality Wealth Management LLC since 2015, spending about 10-20% of his time on this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Primerica Advisors
PFS Investments INC.Broker
State Registrations4 states
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