Theodore Alexander
Theodore Alexander is a ChFC-designated registered investment advisor at Integrity Alliance, LLC, based in Sunbury, OH, with 18 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
80 S. Columbus Street, Sunbury, OH, 43074
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Theodore owns Galyette LLC, which holds the commercial office building for his wealth management business, and BP Starfish OHIU LLC and BP Starfish LLC, which are franchised locations for Huntington Learning Center. He also owns Reignmakers Insurance Advisors, which sells insurance products, and this takes more than full-time hours.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Nationwide Investment Services CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.