Craig Smith
Craig Smith is a CFA, CFP, ChFC-designated registered investment advisor at Von Borstel & Associates, based in Portland, OR, with 18 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 496 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1.0M | 0.97% |
| $1.0M - $4.0M | 0.83% |
| $4.0M - $7.0M | 0.35% |
| $7M+ | 0.28% |
Fees may be negotiable for clients utilizing special programs.
Fee Estimator
Location
9955 SE Washington Street, Suite 105, Portland, OR, 97216
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Craig is an independent insurance agent selling life, disability, annuities, and long-term care insurance. This activity requires minimal time.
Employment History
Current Registrations
Von Borstel & Associates
Previous Registrations
Financial Advocates Investment Management
LPL Financial LLC
Von Borstel & Associates, INC.
LPL Financial LLCBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.