Katie Burton is a registered investment advisor, based in York, PA, with 12 years of industry experience.
Location
120 Pine Grove Commons, York, PA, 17403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katie works part-time as an associate/employee at Allegro Winery, assisting customers in the tasting room since May 2023. This takes about 10-20% of her time and is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
T. Rowe Price Investment Services, INC.Broker
December 2020 - February 2022 · 1 yr 2 mos
H. Beck, INC.
August 2020 - September 2020 · 1 mo
H. Beck, INC.Broker
July 2013 - September 2020 · 7 yrs 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.