Miao Guan is a registered investment advisor, based in San Francisco, CA, with 17 years of industry experience.
Location
601 Montgomery Street, Suite 1950, San Francisco, CA, 94111
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
The provided text only indicates the advisor does business as Portsmouth Financial. There is no information about other business activities or insurance sales.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
December 2024 - Present · 1 yr 9 mos
Arete Wealth Management, LLCBroker
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Portsmouth Financial Services, INC.
January 2023 - December 2024 · 1 yr 11 mos
Portsmouth Financial ServicesBroker
January 2023 - December 2024 · 1 yr 11 mos
Morgan Stanley
January 2022 - May 2022 · 4 mos
Morgan StanleyBroker
October 2021 - May 2022 · 7 mos
Portsmouth Financial ServicesBroker
November 2013 - September 2021 · 7 yrs 10 mos
East / West Securities CORP.Broker
March 2012 - November 2013 · 1 yr 8 mos
White Pacific Securities, INC.Broker
September 2007 - March 2012 · 4 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.