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CFP

Karen Ticas

Cambridge Investment Research Advisors, INC.
18 Years of Experience
Mansfield, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Karen Ticas is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Mansfield, MA, with 18 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3933 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

20 Cabot Blvd #300, Mansfield, MA, 02048

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Karen is an advisory representative of an RIA since 2021, dedicating nearly full-time hours to this role. She also owns Planning for Good as a DBA and LLC, and works as an independent insurance agent for various companies, dedicating minimal time to this.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2021 - Present · 4 yrs 11 mos
Cambridge Investment Research, INC.Broker
October 2021 - Present · 5 yrs
Cambridge Investment Research, INC.
October 2021 - Present · 5 yrs
Previous Registrations
MML Investors Services, LLC
March 2017 - November 2021 · 4 yrs 8 mos
MML Investors Services, LLCBroker
March 2017 - November 2021 · 4 yrs 8 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
March 2014 - February 2018 · 3 yrs 11 mos
Baystate Wealth Management
March 2011 - September 2012 · 1 yr 6 mos
New England Securities Corporation
September 2009 - January 2015 · 5 yrs 4 mos
New England SecuritiesBroker
September 2009 - January 2015 · 5 yrs 4 mos
Signator Investors, INC.
September 2007 - October 2009 · 2 yrs 1 mo
Signator Investors, INC.Broker
May 2007 - October 2009 · 2 yrs 5 mos
State Registrations9 states
CACTFLMAMDNCPARIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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