David Herlihy is a registered investment advisor, based in Boston, MA, with 16 years of industry experience.
Location
One Liberty Square 13th Floor, Boston, MA, 02109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
December 2025 - Present · 9 mos
Captrust
June 2024 - Present · 2 yrs 3 mos
Previous Registrations
Slavic Wealth Management, INC.
November 2023 - January 2024 · 2 mos
Slavic Mutual Funds Management CORP.
February 2023 - January 2024 · 11 mos
National Financial Services LLCBroker
September 2013 - December 2020 · 7 yrs 3 mos
Fidelity Brokerage Services LLCBroker
June 2007 - December 2020 · 13 yrs 6 mos
State Registrations1 state
MA
Advisor
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Exams
No exam information available for this advisor.