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Elizabeth Day-Griffin

16 Years of Experience
Louisville, CO
Broker

Elizabeth Day-Griffin is a registered investment advisor at Wells Fargo Advisors, based in Louisville, CO, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

801 Main St, Ste 300, Louisville, CO, 80027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth has ownership stakes in Trailhead Wealth Management LLC, TWM Legacy Partners LLC, and TWM DE Holdings LLC. These activities are investment-related and take up a significant amount of Elizabeth's time, including full-time hours for Trailhead Wealth Management LLC and more than full-time hours for TWM Legacy Partners LLC, while TWM DE Holdings LLC requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
April 2018 - Present · 8 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2012 - April 2018 · 5 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
May 2012 - April 2018 · 5 yrs 11 mos
Wells Fargo Advisors, LLCBroker
August 2009 - October 2010 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.Broker
September 2007 - June 2009 · 1 yr 9 mos
State Registrations31 states
ALAZCACODEFLGAIAILINKSMAMEMIMNMONENHNMNVNYOHOKORSCTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Elizabeth Day-Griffin - Financial Advisor | TrueAdvisor