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William Smith

Integrated Wealth Concepts LLC
19 Years of Experience
Fairfax, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
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William Smith is a registered investment advisor at Integrated Wealth Concepts LLC, based in Fairfax, VA, with 19 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
480 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4000 Legato Rd, Suite 410, Fairfax, VA, 22033

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William has multiple DBAs for his LPL business and is an IAR for Integrated Wealth Concepts LLC, spending nearly all of his time on these activities. He is also an agent for Brokers' Service Marketing Group, selling non-variable insurance, dedicating minimal time to this.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
October 2016 - Present · 10 yrs
LPL Financial LLC
October 2016 - Present · 10 yrs
LPL Financial LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
August 2010 - October 2016 · 6 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
August 2010 - October 2016 · 6 yrs 2 mos
Ameriprise Financial Services, INC.
August 2007 - August 2010 · 3 yrs
Ameriprise Financial Services, INC.Broker
July 2007 - August 2010 · 3 yrs 1 mo
State Registrations24 states
ALCACOCTDCDEFLIAILKSMDMNMONCNYOHORPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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