Joshua Rockwell
Joshua Rockwell is a registered investment advisor at MML Investors Services, LLC, based in Virigina Beach, VA, with 16 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Virigina Beach, VA
Get directionsHistory
Regulatory History (3)
Criminal
December 2000Criminal
August 2000Criminal
November 1999Other Business ActivitiesSells Insurance
Joshua refers business for fixed annuities and receives a referral fee, dedicating minimal time to this activity. He is also the President of a business consulting firm, meeting with business owners and consulting on business continuation and succession planning, which takes a few hours per week. Joshua owns Rockwell Wealth Management LLC, created to receive compensation from financial services, which is a full-time activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.