VR
VR

Vincent Rogers

13 Years of Experience
Peachtree City, GA
Broker

Vincent Rogers is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Peachtree City, GA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

900 Westpark Dr, Peachtree City, GA, 30269

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vincent owns an eBay business called Books4Less, selling children's books online. He also owns Rogers Holdings LLC, holding real estate and rentals, and is establishing a farm business. Vincent spends minimal time on each of these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2014 - Present · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2014 - Present · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Transamerica Financial Advisors, INCBroker
August 2013 - December 2013 · 4 mos
Transamerica Financial Advisors, INC.
August 2013 - December 2013 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2012 - June 2013 · 10 mos
First Investors CorporationBroker
July 2007 - September 2007 · 2 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vincent Rogers - Financial Advisor | TrueAdvisor